INDUSTRY STATUS

Annual Industry testing will start from 8:30 AM on October 24, 2020.

Reg SCI trading day largely completed at 12:00 PM, moving into after hours trading

 

Entity Name Status Comments
EQUITIES    
BIDS Trading  ........  Testing complete, failed back over
Cboe BYX  ..........  Testing Complete
Cboe BZX  .......... Testing Complete
Cboe EDGA  .......... Testing Complete
Cboe EDGX  ..........  Testing Complete
NYSE-Chicago  ..........  Testing Complete
Dealerweb ATS  ..........  Testing Complete, normalizing back to production
IEX  ..........  Testing complete
Long Term Stock Exchange  ..........  Testing complete
MEMX   Testing complete
MIAX Pearl Equities  ..........  Testing Complete
NASDAQ  ..........  Testing Complete
Nasdaq BX  ..........  All systems up and avaialble
Nasdaq PSX  ..........  All systems up and avaialble
NYSE (CLASSIC)  ..........  Testing complete
NYSE ARCA  ..........  Testing complete
NYSE MKT (AMEX)  ..........  Testing complete
OTC Link ATS  ..........  Testing Complete
UBS ATS  ..........  Testing Complete
FIXED INCOME    
BrokerTec CME Group  ..........  Testing Complete
Dealerweb - IDB  ..........  Testing Complete
Nasdaq Fixed Income  ..........  Testing Complete
TP-ICAP  ..........  Testing Complete
Tullett Prebon - IDB  ..........  Testing Complete
BGC Partners  ..........  Back in production
Bloomberg TOMS  ..........  Testing complete
BondDesk  ..........  Testing complete, normalizing back to production
MarketAxess  ..........  Shut down at 1 PM, will return to production 4 PM
ICE TMC Bonds  ..........  Up and running in DR, testing underway
TradeWeb  ..........  Testing Complete, reverting to production
Trumid  ..........  Working through remaining issues in DR
BNY Mellon – Clearing Bank  ..........  Testing still underway, expect to complete by 1:30-2:00
CDCC  ..........  Closed window at 2:00, please contact 514-871-3545 or 416-367-2470 with any issues. At conclusion will not delete order / trades from simulated enivornment, ask dealers to clean up themselves.
FX    
Bloomberg FXGO  ..........  Testing Complete
Bloomberg Tradebook   Not Participating in 2020
CLS  ..........  
Refinitiv FXAll  ..........  Testing Complete
Hotspot  ..........  
Traiana  .......... Testing complete
MARKET DATA    
Bloomberg  ..........  Testing Complete
Factset  ..........  
Fidessa  ..........  Ready for testing
ICE Data Services/eSignal  ..........  Testing Complete
ICE Data Services/Interactive Data  ..........  Testing Complete
OTC Markets Group  ..........  Testing Complete
Refinitiv  ..........  Testing Complete
SIX Financial Information  ..........  
TREASURY AUCTIONS  ..........  
US Treasury Auctions  .......... Today’s TAAPS test is cancelled. More info to follow to the dealers.
FedTrade  ..........  
Options    
BOX Options Exchange  ..........  Testing Complete
Chicago Board Options Exchange  ..........  Testing Complete
Cboe BZX Options  ..........  Testing Complete
CBOE C2 Options  .......... Testing Complete
Cboe EDGX Options  ..........  Testing Complete
MIAX Options  ..........  Testing Complete
MIAX Emerald  ..........  Testing Complete
MIAX Pearl  ..........  Testing Complete
Montreal Exchange  ..........  Closed testing at 2:00
Nasdaq BX Options  ..........  Testing Complete
Nasdaq GEMX  ..........  Testing Complete
Nasdaq ISE  ..........  Testing Complete
Nasdaq MRX  ..........  Testing Complete
Nasdaq Options Market  ..........  Testing Complete
Nasdaq PHLX  ..........  Testing Complete
NYSE AMEX  ..........  Testing Complete
NYSE/ARCA  ..........  Testing Complete
The Options Clearing Corporation  ..........

Processing trades normally, DDS issues resolved, slowness of data in Encore is expected to due to business date fixing issues, specifically from trades routed from exchanges

Window closed at 2:00, finalization has begun, end of day DDS expected at ~4:00. 

CDCC  ..........  losed window at 2:00, please contact 514-871-3545 or 416-367-2470 with any issues. At conclusion will not delete order / trades from simulated enivornment, ask dealers to clean up themselves.
Payments    
Fedwire  .......... Not Participating in 2020
CHIPS  ..........  Open and ready for testing in primary, will be open through 3 PM
SWIFT  ..........  
SERVICE BUREAUS    
Broadridge BPO  ..........  Testing complete, will remain open through 5 PM as needed
Broadridge BPS  ..........  Up and running in DR
Broadridge ICI  ..........  Up and running in DR
Fidessa  ..........  Will close at 1:00 PM
FIS Phase 3  ..........  Back in production, validation to continue through the weekend
FIS Valdi  ..........  Testing complete, back in production
FlexTrade Systems  ..........  Testing Complete
LavaFlow ECN  ..........  
Matrix Applications  .......... All testing complete, returned to normal operations
Refinitiv BETA  ..........  Client testing complete, now doing Reg SCI activities
Shadow Financial Systems  ..........  
SS&C Technologies (Lightning)  ..........  

DTCC

 ..........  Testing in progress per schedule, NSCC testing starting at 130, test will run through 6 PM as scheduled

Trade Reporting  

FINRA: Testing complete

FINRA CAT: Still live