INDUSTRY STATUS

Annual Industry testing will be held on October 13, 2018.

The Reg SCI Trading Day for the 2018 test has completed, moving to clearance and settlement

Test Entity

 Status

 Notes

Equities

 

 

 

 

NYSE ARCA

 

 Testing complete

NYSE MKT (AMEX)

 

 Testing complete

NYSE (CLASSIC)

 

 Testing complete

NASDAQ

 

 Testing complete

CHX

 

SCI Testing completing complete, moving to post-trade

Cboe BZX

 

 Post sesion trading through 1:00

Cboe BYX

 

 Post sesion trading through 1:00

Cboe EDGA

 

 Post sesion trading through 1:00

Cboe EDGX

 

 Post sesion trading through 1:00

OTC Link ATS

 

 Testing complete

UBS ATS

 

 Testing complete

BIDS TRADING

 

 Testing complete

IEX    Testing complete
DB ATS    
FINRA    Testing complete
Dealerweb ATS    Testing complete
DTCC  

DTCC network open 1:30

DTC NSCC test commencement 1:30

FICC Test commencement 1:30

ITP Test commencement 1:30

Testing is underway

Fixed Income

 

 

 

 

 

 

NASDAQ Fixed Income

 

 Testing complete

Dealerweb

 

 Testing complete

Brokertec (ex-ICAP)

 

Testing complete 

Tullett Prebon

 

 Testing complete

TP-ICAP   Testing complete

TradeWeb Markets LLC

 

 Testing Complete

TMC Bonds LLC

 

 Testing complete

BondDesk

 

 Completed testing, failing back to primary

MarketAxess

 

 moving back at 1:30

Bloomberg TOMS

 

 Resolving final issues

BNY Mellon

 

 Testign complete will remainig in configuration for Reg SCI testing with DTCC

J.P. Morgan Chase

 

Testing Complete 

Canadian Derivatives Clearing Corp. (CDCC)

 

 

Options

 

 

 

 

 

 

OCC

Up and running

Exchange trading window is closed; the encore window still open, closing time TBD. If firms encounter issues, please contact help desk at 800-621-6072

CBOE

 

 Testing complete

ISE

 

 Testing complete

NYSE ARCA Options

 

 Testing complete

NYSE AMEX Options

 

 Testing complete

NASDAQ OMX PHLX

 

 Testing complete

BOX

 

 Testing complete

Bats BZX Options

 

 Testing complete

Bats EDGX Options

 

 Testing complete

Canadian Derivatives Clearing Corp. (CDCC)

 

 

MIAX Options

 

 Testing complete

MIAX PEARL

 

 Testing complete

Montreal Exchange

 

 

C2

 

 Testing complete

Treasury Auctions

 

 

 

 TAAPS closed at noon, asking participants to complete email response on their experiences with the auctions today (sent at 10:31)

Payments

 

 

 

 

 

 

Fedwire

 Up and running

 Will be up through 4:30-5:00, post 1:00 reach out directly if firms have any issues

CHIPS

 

 Testing complete

SWIFT

 Up and running

 Will remain in production as needed

Market Data

 

 

 

 

 

 

Bloomberg

 

 Testing complete

Thomson Reuters

 

 Testing complete

ICE Data Services / eSignal

 

 Testing complete

SIX Financial Information USA Inc.

 

 

Fidessa

 

 

ICE Data Services / Interactive Data

 

 Testing complete

FactSet

 Up and running

Testing firms should conn open to do company lookup on any security

OTC Markets Group

 

 Testing Complete

Service Bureaus

 

 

 

 

 

 

Broadridge BPS

 Up and running

 WIll remain up through 6:00

Broadridge ICI

 up and running

 WIll remain up through 6:00

Broadridge BPO (Formerly Ridge)

 Up and running

 WIll remain up through 6:00

Thomson Reuters BETA Systems

 

 Testing Complete

FIS Phase 3

 

Testing is complete

FIS Valdi

 

 

Talisys

 

 

Fidessa

 

 testing complete

ReadQ

 

 Testing complete

FlexTrade Systems

 

 

Shadow Financial

 

 

FX

 

 

 

 

 

 

Bloomberg FXGO

 

 testing complete

Thomson Reuters FXall

 

 testing complete 

Traiana